|Page (1) of 1 - 12/21/12||email article||print page|
(PRWEB) December 21, 2012
The premier investment conference organization in the United States, Financial Services Exchange (FSX) has announced that they will be offering Firm Element Training at their February Dallas event as an added benefit to their Members and their firms. The conference will take place in Dallas, Texas, at the Ritz Carlton, from February 7-9th, 2013. The Firm Element Training session will be provided and certified by Richard Nummi.
Rick Nummi is a Former Senior Attorney with the United States Securities and Exchange Commission with expertise in Enforcement and Regulatory Defense and Compliance. He is a nationally recognized authority in securities law, regulation and compliance, a featured speaker/educator at multiple industry (NRS/NSCP/NASD/SEC) trade conferences and presentations. The Firm Element requires broker-dealers to establish a formal training program to keep covered registered persons up-to-date on job- and product-related subjects. The training will consist of all topics required by FINRA.
FSX held its previous event in Phoenix, Arizona and it was sold out. In order to assure FSX loyal members get a slot at the next event and are able to receive their Annual Compliance training FSX has decided to open early registration for Members Only.